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Ordinary Shareholding Statistics - Substantial Shareholders

Twenty Largest Stockholders Substantial Stockholders
  Class of Shares

Ordinary Shares

  Number of Shareholders

The number of stockholders of the Bank as at 1 March 2011 is 66,563.

  Voting Rights

The Articles of Association provide for:

 on a show of hands: 1 vote
 on a poll: 1 vote for each ordinary share held
  Issued Ordinary Share Capital

OCBC's issued ordinary share capital as at 1 March 2011 was 3,341,044,969.

Substantial Stockholders as at 1 March 2011

 

Stockholdings registered in the name of the substantial stockholders

Stockholdings in which the substantial stockholders are deemed to be interested

Total

Percentage of issued ordinary shares

Lee Foundation

120,570,915

525,575,519(1)

646,146,434

19.36%

Selat(Pte) Limited

379,785,039

16,881,938(2)

396,666,977

11.89%

Aberdeen Asset Management PLC

 -

219,671,644(3)

219,671,644

6.58%

Aberdeen Asset Management Asia Limited

 -

200,463,899(4)

200,463,899

6.01%

Credit Suisse AG

 -

229,252,662(5)

229,252,662

6.87%

Credit Suisse Group AG

 -

229,257,014(6)

229,257,014

6.87%

(1)This represents Lee Foundation’s deemed interest in (a) the 21,800,000 ordinary shares held by Lee Pineapple Company (Pte) Limited, (b) the 379,785,039 ordinary shares held by Selat (Pte) Limited, (c) the 122,040,957 ordinary shares held by Singapore Investments (Pte) Limited and (d) the 1,949,523 ordinary shares held by Peninsula Plantations Sendirian Berhad.

(2)This represents Selat (Pte) Limited’s deemed interest in (a) the 1,247,624 ordinary shares held by South Asia Shipping Company Private Limited and (b) the 15,634,314 ordinary shares held by Island Investment Company (Private) Limited.

(3)This represents the deemed interest in 219,671,644 ordinary shares held by Aberdeen Asset Management PLC and its subsidiaries, Aberdeen Asset Management Asia Ltd, Aberdeen Asset Management Inc, Aberdeen Asset Management Investment Services Limited, Aberdeen Asset Management Sdn Bhd, Aberdeen Asset Managers Limited, Aberdeen Fund Management Ltd, Aberdeen International Fund Managers Limited, Aberdeen Private Wealth Management Limited and Aberdeen Asset Management Limited (together, the “AAM Group”), through various custodians, on behalf of the accounts managed by the AAM Group. The Bank has been advised by Aberdeen Asset Management PLC that the AAM Group holds a total of 219,671,644 ordinary shares in the Bank across all mandates, equivalent to 6.58% of the Bank’s issued ordinary shares, of which the AAM Group is given disposal rights and proxy voting rights for 135,358,559 ordinary shares equivalent to 4.06% and disposal rights without proxy voting rights for 84,313,085 ordinary shares.

(4)This represents the deemed interest in 200,463,899 ordinary shares held by Aberdeen Asset Management Asia Limited (“AAMAL”) , through various custodians, on behalf of the accounts managed by AAMAL.  The Bank has been advised by AAMAL that it holds a total of 200,463,899 ordinary shares in the Bank across all mandates, equivalent to 6.01% of the Bank’s issued ordinary shares, of which AAMAL is given disposal rights and proxy voting rights for 123,475,783 ordinary shares equivalent to 3.70% and disposal rights without proxy voting rights for 76,988,116 ordinary shares.

(5)By virtue of section 7(4A) of the Companies Act, Cap. 50, Credit Suisse AG is deemed to have an interest in the ordinary shares held by Aberdeen Asset Management PLC and its subsidiaries as well as shares held by affiliated companies.

(6)By virtue of section 7(4A) of the Companies Act, Cap. 50, Credit Suisse Group AG is deemed to have an interest in the ordinary shares deemed held by Credit Suisse AG.  Credit Suisse Group AG is also deemed to have an interest in the ordinary shares held by other subsidiaries and affiliated companies.

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